December 2020

Which department of a company is usually involved in the initial development of the audit program and plays a central role in developing the audit reporting process? a. Internal audit department b. Production/operations department c. Legal department d. Regulatory affairs department

In staffing their audit program team, companies should choose which combination of individuals? a. Facility manager, process or safety engineer, attorney, and an analytic chemist b. Process safety engineer, internal auditor, industrial hygienist, and an outside consultant c. Full-time audit program manager, attorney, analytic chemist, and an internal auditor d. Varies from company to company

As companies expand their auditing programs overseas, what types of considerations will they have to address? a. Diverse local regulatory systems b. Travel and logistical requirements c. Language and cultural barriers d. Different levels of company ownership and control e. All of the above

List six of the nine company objectives in establishing S/H/E auditing programs. a. b. c. d. e. f.

Name and briefly discuss the five criteria companies can use to define the scope and focus of an audit. a. b. c. d. e.

1. Under quid pro quo of workers’ compensation law, what were employers required to accept? 2. What federal act provides a major source of funding for the retraining and rehabilitation of workers? 3. What are two factors that prompt compensation litigation?

What are the two concepts that are broadening the exclusive remedy provision? a. b.

What are the three types of workers’ compensation benefits? a. b. c

1. Inspecting is the first stage of the hazard and incident analysis procedure. What is the general purpose of an inspection? 2. Define hazard analysis.

List and briefly explain the two types of inspections. a. b.