V1.0 REAA Released January 2019 Page 1 of 5 Assessment information You are a financial services compliance officer and you have been asked to comment on a dispute between a financial service provider and one of its customers. Instructions to complete this assessment In order to complete this assessment, you are required to complete the following sections consecutively. Details and specific instructions are provided within each section and on the form/templates provided. Supportin
FNSFMK505 Comply with financial services regulation and industry codes of practice Assessment 2 V1.0 REAA Released January 2019 Page 1 of 5 Assessment information You are a financial services compliance officer and you have been asked to comment on a dispute between a financial service provider and one of its customers. Instructions to complete this […]